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Field Fisher Waterhouse High Court win sees administrators bear significant legal costs in film company insolvency case

09 December 2010

Field Fisher Waterhouse LLP has successfully acted for Allied Irish Banks plc (AIB) and Aramid Entertainment Fund (Aramid) in a High Court case against the administrators of Capitol Films Limited (Capitol Films). The court found the administrators, David Rubin and Henry Lan, personally liable for creditors’ costs after the administrators made an application to the court to sell assets of the company subject to fixed charges.

AIB and Aramid were among the creditors of Capitol Films which funded the production of feature films including The Edge of Love starring Keira Knightley and Sienna Miller. In January 2010, Capitol Films went into administration and David Rubin and Henry Lan of David Rubin & Partners were appointed joint administrators. The administrators applied to the court for permission to sell the company’s interests in over 40 films, including The Edge of Love. Those assets were subject to fixed charges. The sale was successfully contested by AIB and Aramid after the judge, Richard Snowden QC, rejected the administrators’ application on the grounds that, amongst other things, they had not ascertained a fair value for the assets before the proposed sale and had failed to investigate a prior assignment of over 80 other film titles to a company connected to the director, David Bergstein.

AIB was also successful in its application for permission to appoint a receiver over the company’s rights in respect of The Edge of Love, after the administrators had withdrawn their consent to such appointment. 

Total legal costs in the case are estimated to run to several hundreds of thousands of pounds. Field Fisher Waterhouse successfully argued that the administrators should pay its clients’ legal costs personally and on an indemnity basis and that the administrators should not be able to recoup themselves in respect of that liability or in respect of their own costs, from assets of the company as an expense of the administration. 

Field Fisher Waterhouse’s Michael Mulligan, one of the firm's Dispute Resolution partners advised AIB and Aramid on the case, assisted by solicitor Henry Marshall. Field Fisher Waterhouse instructed Marcus Haywood of 3-4 South Square as Counsel.

Michael Mulligan commented: “This judgment serves as a warning to insolvency practitioners that they could incur significant financial penalties if they bring misconceived applications to court which affect the security of creditors and if they fail to investigate the conduct of directors and antecedent transactions in an insolvency.  In normal circumstances the administrators would expect to recover their own legal costs from the assets of the insolvent company in priority to floating charge holders and unsecured creditors. In this case, however, the judge considered that the conduct of the administrators was unreasonable to the extent that they should only recover their costs and expenses after both fixed and floating chargeholders and unsecured creditors are paid from any realisations in the estate. In effect, the administrators will have to pay significant sums of money to creditors personally.”

Field Fisher Waterhouse’s Business Recovery and Insolvency Group advises a range of clients on contentious and non-contentious insolvency issues, including insolvency practitioners. The firm has a leading multi-disciplinary media group which includes a media asset finance and feature film practice that acts for a variety of financiers and production companies.

Wallace LLP advised David Rubin and Henry Lan.

For further press information, please contact:

Louise Eckersley, PR Manager, Field Fisher Waterhouse LLP on +44 (0)20 7861 4120
Amie Ryalls, PR Executive, Field Fisher Waterhouse LLP on +44 (0)20 7861 4995